Rang	Name	Position
1	Mr. Michael Phillip Balkin	CEO, Chairman & Director
2	Mr. Daniel Raffaele Trolio CPA	Executive VP, CFO & Treasurer
3	Mr. Paul George Seitz	Senior VP & Chief Investment Officer
4	Ms. Lynn D. Dombrowski	VP & Chief Accounting Officer
5	Ms. Megan N. Bacon	Director of Investor Relations & Marketing
6	Mr. John C. Bombara J.D.	Executive VP, General Counsel, Secretary & Chief Compliance Officer
7	Mr. Todd A. McDonald	Head of Technology Lending & Senior Managing Director
8	Mr. Mishone B. Donelson	Head of Life Science Lending, Senior VP & Senior Managing Director
9	Mr. Kevin J. May	Head of Originations, Senior VP & Senior Managing Director
10	Mr. Danny Hurwitz C.F.A.	Managing Director

Aufteilung der Investoren

Rang	Inhaber	Anteile	Wert
1	Morgan Stanley - Brokerage Accounts	1,57%	4,24 Mio. USD
2	Bulldog Investors, LLC	0,98%	2,65 Mio. USD
3	Marshall Wace Asset Management Ltd	0,88%	2,38 Mio. USD
4	Caprock Group Inc	0,68%	1,83 Mio. USD
5	Green Alpha Advisors, LLC	0,58%	1,56 Mio. USD
6	Legal & General Group PLC	0,58%	1,55 Mio. USD
7	Eagle Point Credit Management LLC	0,55%	1,47 Mio. USD
8	Virtus Investment Advisors (VIA)	0,38%	1,02 Mio. USD
9	Blair William & Co	0,36%	0,96 Mio. USD
10	Bank of America Corp	0,34%	0,91 Mio. USD
11	CAZ Investments LP	0,32%	0,87 Mio. USD
12	Connecticut Wealth Management, LLC	0,32%	0,87 Mio. USD
13	UBS Group AG	0,29%	0,79 Mio. USD
14	BlackRock Inc	0,27%	0,73 Mio. USD
15	SRS Capital Advisors Inc	0,19%	0,51 Mio. USD
16	Apollon Wealth Management, LLC	0,19%	0,51 Mio. USD
17	Lafleur & Godfrey, Inc.	0,17%	0,46 Mio. USD
18	UMB Bank NA	0,16%	0,43 Mio. USD
19	The Colony Group LLC	0,15%	0,40 Mio. USD
20	AQR Capital Management LLC	0,14%	0,37 Mio. USD