Rang	Name	Position
1	Mr. Barry Scott Sloane	President, Chairman & CEO
2	Mr. Frank M. DeMaria	Executive VP & CFO
3	Mr. Michael Adam Schwartz	Chief Legal Officer, Chief Compliance Officer & Secretary
4	Mr. Peter Mathison Downs	President of Newtek Bank N.A. & Director
5	Mr. Vaibhav Mahajan	Chief Investment Officer
6	Mr. Ron Lay	Chief Technology Officer
7	Ms. Halli Razon-Feingold	Chief Administrative & Human Resources Officer and Director
8	Mr. Bryce Wells Rowe C.F.A.	Vice President of Investor Relations
9	Mr. Taylor Quinn	Senior VP & Chief Risk Officer
10	Mr. Andrew Kaplan	Chief Strategy Officer

Aufteilung der Investoren

Rang	Inhaber	Anteile	Wert
1	Patriot Financial Partners GP II, LP	7,99%	28,20 Mio. USD
2	BlackRock Inc	7,60%	26,84 Mio. USD
3	Vanguard Capital Management, LLC	4,04%	14,25 Mio. USD
4	T. Rowe Price Associates, Inc.	3,19%	11,27 Mio. USD
5	The Goldman Sachs Group Inc	2,30%	8,11 Mio. USD
6	Geode Capital Management, LLC	2,28%	8,03 Mio. USD
7	Marshall Wace Asset Management Ltd	2,16%	7,63 Mio. USD
8	AQR Capital Management LLC	1,96%	6,90 Mio. USD
9	State Street Corp	1,79%	6,33 Mio. USD
10	Royce & Associates, LP	1,17%	4,13 Mio. USD
11	Two Sigma Investments LLC	1,15%	4,07 Mio. USD
12	Connor Clark & Lunn Inv Mgmt Ltd	1,04%	3,67 Mio. USD
13	Morgan Stanley - Brokerage Accounts	0,88%	3,11 Mio. USD
14	Franklin Templeton Inc	0,88%	3,10 Mio. USD
15	Nuveen, LLC	0,84%	2,95 Mio. USD
16	North Reef Capital Management LP	0,69%	2,43 Mio. USD
17	Northern Trust Corp	0,67%	2,38 Mio. USD
18	Vanguard Portfolio Management, LLC	0,62%	2,18 Mio. USD
19	Vanguard Fiduciary Trust Co	0,59%	2,07 Mio. USD
20	Squarepoint Ops LLC	0,56%	1,98 Mio. USD