Rang	Name	Position
1	Mr. Barry Scott Sloane	President, Chairman & CEO
2	Mr. Frank M. DeMaria	Executive VP & CFO
3	Mr. Michael Adam Schwartz	Chief Legal Officer, Chief Compliance Officer & Secretary
4	Mr. Peter Mathison Downs	President of Newtek Bank N.A. & Director
5	Mr. Vaibhav Mahajan	Chief Investment Officer
6	Mr. Ron Lay	Chief Technology Officer
7	Ms. Halli Razon-Feingold	Chief Administrative & Human Resources Officer and Director
8	Mr. Bryce Wells Rowe C.F.A.	Vice President of Investor Relations
9	Mr. Taylor Quinn	Senior VP & Chief Risk Officer
10	Mr. Andrew Kaplan	Chief Strategy Officer

Aufteilung der Investoren

Rang	Inhaber	Anteile	Wert
1	BlackRock Inc	8,75%	27,84 Mio. USD
2	Patriot Financial Partners GP II, LP	7,99%	25,41 Mio. USD
3	Vanguard Capital Management, LLC	3,87%	12,31 Mio. USD
4	T. Rowe Price Associates, Inc.	3,79%	12,06 Mio. USD
5	The Goldman Sachs Group Inc	2,53%	8,05 Mio. USD
6	Geode Capital Management, LLC	2,43%	7,74 Mio. USD
7	AQR Capital Management LLC	1,97%	6,26 Mio. USD
8	State Street Corp	1,87%	5,94 Mio. USD
9	Marshall Wace Asset Management Ltd	1,86%	5,90 Mio. USD
10	Royce & Associates, LP	1,17%	3,72 Mio. USD
11	Two Sigma Investments LLC	1,15%	3,66 Mio. USD
12	Connor Clark & Lunn Inv Mgmt Ltd	1,10%	3,50 Mio. USD
13	Franklin Templeton Inc	1,08%	3,44 Mio. USD
14	Morgan Stanley - Brokerage Accounts	0,77%	2,43 Mio. USD
15	Northern Trust Corp	0,74%	2,37 Mio. USD
16	Vanguard Portfolio Management, LLC	0,72%	2,29 Mio. USD
17	Ameriprise Financial Inc	0,70%	2,23 Mio. USD
18	Vanguard Fiduciary Trust Co	0,62%	1,97 Mio. USD
19	Squarepoint Ops LLC	0,60%	1,91 Mio. USD
20	Tudor Investment Corp Et AL	0,55%	1,75 Mio. USD